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 63309 items in 6331 pages
04/15/201176 FR 797676 FR 7976HowardDickerSecurities Regulation Committee of the Business Law Section of the New York State Bar Association
02/03/2012IF 12-003IF 12-003TomUittenbogaardSecurity
10/29/202489 FR 8089689 FR 80896KandilariaFreemanSecurity and exchange
10/29/202489 FR 7493089 FR 74930KandilariaFreemanSecurity and exchange
10/29/202489 FR 8517589 FR 85175KandilariaFreemanSecurity and exchange
01/11/201377 FR 6786677 FR 67866ChrisSwickardSecurity Benefit Life Insurance Company
03/29/2011Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010JamesToesSecurity Traders Association
04/14/201176 FR 797676 FR 7976JamesToesSecurity Traders Association
07/01/201176 FR 797676 FR 7976GeorgeBakerSecurity Traders Association
02/15/201277 FR 833277 FR 8332KimberlyUngerSecurity Traders Association of New York (STANY)