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 63291 items in 6330 pages
06/03/201175 FR 7088175 FR 70881JimMcHaleSecurities Industry and Financial Markets Association; Futures Industry Association
06/03/201175 FR 8017475 FR 80174JimMcHaleSecurities Industry and Financial Markets Association; Futures Industry Association
09/13/201984 FR 2222684 FR 22226AndrewRuggieroSecurities Industry and Financial Markets Association's Asset Management Group ("SIFMA AMG")
09/18/201984 FR 4726184 FR 47261JasonSilversteinSecurities Industry and Financial Markets Association's Asset Management Group ("SIFMA AMG")
12/23/201984 FR 5639284 FR 56392JasonSilversteinSecurities Industry and Financial Markets Association's Asset Management Group ("SIFMA AMG")
06/15/202085 FR 2637885 FR 26378JasonSilversteinSecurities Industry and Financial Markets Association's Asset Management Group (SIFMA AMG)
08/02/201175 FR 8017475 FR 80174Ex ParteCommunicationSecurities Industry and Financial Markets Associations Asset Management Group (SIFMA AMG)
Vanguard
Goldman Sachs Asset Management
Fidelity Investments
03/23/201277 FR 833277 FR 8332n/an/aSecurities Lending Division of the Risk Management Association (from other source on 2/13/12)
04/15/201176 FR 797676 FR 7976HowardDickerSecurities Regulation Committee of the Business Law Section of the New York State Bar Association
02/03/2012IF 12-003IF 12-003TomUittenbogaardSecurity