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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
04/16/201277 FR 8332StephenRoachYale University
04/16/201277 FR 8332StephenRoachYale University
04/16/201277 FR 8332StephenRoachYale University
04/16/201277 FR 8332StephenRoachYale University
03/22/201277 FR 8332n/an/aWR Hambrecht + Co (from other source on 2/8/12)
03/22/201277 FR 8332n/an/aWoodbine Associates (from other source on 2/15/12)
02/14/201277 FR 8332SeanOwensWoodbine Associates
02/29/201277 FR 8332GailJanenschWesthill,, a Stamford (CT) public high school Civics Teacher Retired
03/23/201277 FR 8332n/an/aWestern Asset Management Company (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aWells Fargo (from other source on 2/13/12)