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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
05/07/201983 FR 61946Ex ParteCommunicationWMBAA
03/12/201983 FR 61946Ex ParteCommunicationWMBA
03/15/201983 FR 61946ShawnBernardoWholesale Markets Brokers’ Association, Americas (WMBAA)
03/12/201983 FR 61946Ex ParteCommunicationWholesale Markets Brokers Association Americas (WMBAA)
TP ICAP SEF
Cantor Fitzgerald
Tradition SEF
Steptoe & Johnson
05/07/201983 FR 61946Ex ParteCommunicationWholesale Markets Brokers Association Americas (WMBAA)
TP ICAP SEF
Cantor Fitzgerald
Tradition SEF
Steptoe & Johnson
03/13/201984 FR 3350Ex ParteCommunicationWholesale Market Brokers Association, Tradition, Cantor, Tullett Prebon, BGC Partners, Steptoe & Johnson
03/13/201983 FR 61946Ex ParteCommunicationWholesale Market Brokers Association, Tradition, Cantor, Tullett Prebon, BGC Partners, Steptoe & Johnson
03/15/201983 FR 61946AnneColucci, CFAWellington Management Company LLP
03/06/201983 FR 61946Ex ParteCommunicationViableMkts LLC
01/10/201983 FR 61946Ex ParteCommunicationVanguard