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Comments for Proposed Rule 76 FR 27802

Proposed Rule  76 FR 27802  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 5/12/2011
Closing Date: 7/11/2011
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 82 items in 9 pages
06/23/201176 FR 27802Ex ParteCommunicationGeneva Energy Markets LLC (Geneva Energy)
Geneva Trading USA LLC (Geneva Trading)
Ogilvy Government Relations (Ogilvy)
06/14/201176 FR 27802Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/03/201176 FR 27802RobertReilleyShell Energy North America
05/31/201176 FR 27802ChrisBarnard 
05/24/201176 FR 27802Ex ParteCommunicationFidelity Investments
05/23/201176 FR 27802GaryTilkinGlobal Futures & Forex, Ltd. (GFF)
05/18/201176 FR 27802Ex ParteCommunicationVan Ness Feldman Law Firm
Nixon Peabody LLP
Colorado Springs Utilities
Sacremento Municipal Utility District Treasurer
Los Angeles Deparment of Water and Power
Public Utility District No. 1 of Chelan County
CEO Tacoma Public Utilities
05/17/201176 FR 27802Ex ParteCommunicationCiti
JP Morgan
Morgan Stanley
05/12/201176 FR 27802BradIpemaFinancial Services Roundtable
05/12/201176 FR 27802Ex ParteCommunicationNomura Holding America Inc. (NHA)
Nomura International PLC (NI)
Nomura Securities International Inc. (NSI)