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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
03/22/201277 FR 8332n/an/aThe Security Traders Association of New York, Inc., (from other source on 2/15/12)
03/22/201277 FR 8332n/an/aThe Real Estate Roundtable (from other source on 1/27/12)
03/23/201277 FR 8332n/an/aThe PNC Financial Services Group, Inc. (from other source on 2/13/12)
02/14/201277 FR 8332AndrewMillerThe PNC Financial Services Group, Inc. U.S. Bancorp Capital One Financial Corporation SunTrust Banks, Inc. Branch Banking and Trust Company Fifth Third Bancorp Regions Financial Corporation KeyCorp
02/14/201277 FR 8332KieranFallonThe PNC Financial Services Group, Inc.
03/23/201277 FR 8332n/an/aThe PNC Financial Services Group, Inc.
02/29/201277 FR 8332JamesRoselleThe Northern Trust Company
03/22/201277 FR 8332n/an/aThe Norinchukin Bank (from other source on 1/25/12)
02/27/201277 FR 8332YasuhiroKobayashiThe Norinchukin Bank
03/22/201277 FR 8332n/an/aThe Investment Funds Institute of Canada (from other source on 2/13/12)