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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
08/26/201175 FR 80638JohnDamgardFutures Industry Association (FIA); International Swaps and Derivatives Association, Inc. (ISDA); Securities Industry and Financial Markets Association (SIFMA)
08/16/201175 FR 80638Ex ParteCommunicationDelta Strategy Group (DSG)
07/25/201175 FR 80638AdamSmithCongress of the United States
07/22/201175 FR 80638Ex ParteCommunicationNational Futures Association (NFA)
Municipal Securities Rulemaking Board (MSRB)
07/14/201176 FR 25274Ex ParteCommunicationCHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
07/12/201175 FR 80638Ex ParteCommunicationRussell Investments
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
07/06/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/22/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley