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Comments for Proposed Rule 76 FR 29818

Proposed Rule  76 FR 29818  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap
Agreement Recordkeeping

Open Date: 5/23/2011
Closing Date: 7/22/2011
See also:
76 FR 32880 ,  6/7/2011  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

77 FR 48207 ,  8/13/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

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 143 items in 15 pages
07/28/201176 FR 29818Ex ParteCommunicationNational Council of Farmer Cooperatives
10/05/201176 FR 29818Ex ParteCommunicationNational Association of Insurance Commissioners (NAIC)


New York Department of Financial Services (NYDFS)
10/28/201176 FR 29818Ex ParteCommunicationNational Association of Insurance Commissioners (NAIC)
11/21/201176 FR 29818Ex ParteCommunicationNational Association of Insurance Commissioners (NAIC)
01/23/201276 FR 29818Ex ParteCommunicationNational Association of Insurance Commissioners (NAIC)
07/22/201176 FR 29818ThereseVaughanNational Association of Insurance Commissioners
07/21/201176 FR 29818KimO'BrienNational Association for Fixed Annuities - NAFA
07/22/201176 FR 29818AnonymousAnonymousN/A
01/17/201276 FR 29818Ex ParteCommunicationMorgan, Lewis & Bockius


Securities Industry and Financial Markets Association (SIFMA)


Winton Capital


Managed Funds Association


Campbell & Company


Morgan Stanley


Tudor Investment Corporation
01/30/201276 FR 29818JasonRosenstockML Strategies, LLC on behalf of The Business Council for Sustainable Energy