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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
10/04/201175 FR 80638Ex ParteCommunicationSenator Johnson and Representative Frank
08/30/201175 FR 80638Ex ParteCommunicationSenator Carl Levin
04/05/201175 FR 80638EdwardRosenSee list of firms in the letter
05/26/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
Nomura
Deutsche Bank
06/09/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
Nomura
Deutsche Bank
06/22/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
07/06/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
02/17/201175 FR 80638KennethBentsenSecurities Industry and Financial Markets Association International Swaps and Derivatives Association, Inc.
09/08/201175 FR 80638Ex ParteCommunicationRussell Investments (Russell)
02/18/201175 FR 80638Russell InvestmentsRussell InvestmentsRussell Investments