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Comments for Proposed Rule 76 FR 722

Proposed Rule  76 FR 722  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

Open Date: 1/6/2011
Closing Date: 3/7/2011
Extended Date: 6/3/2011
See also:
75 FR 63732 ,  10/18/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

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 1139 items in 114 pages
11/17/201075 FR 63732DouglasFriedmanTradeweb Markets LLC
06/03/201175 FR 63732DouglasFriedmanTradeweb Markets LLC
06/03/201176 FR 722LeeOleskyTradeweb Markets LLC
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
03/07/201176 FR 722JonathanFeigelsonTIAA-CREF
03/07/201175 FR 63732JonathanFeigelsonTIAA-CREF
11/18/201075 FR 63732DevinWenigThomson Reuters
11/17/201075 FR 63732WayneLuthringshausenThe Options Clearing Corporation (OCC)
06/03/201176 FR 722WilliamNavinThe Options Clearing Corporation
10/27/201075 FR 63732Ex ParteCommunicationThe Options Clearing Corporation