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Comments for Proposed Rule 78 FR 909

Proposed Rule  78 FR 909  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Open Date: 1/7/2013
Closing Date: 2/6/2013
See also:
78 FR 43785 ,  7/22/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

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 81 items in 9 pages
02/06/201378 FR 909ChrisYoungISDA
04/09/201378 FR 909Ex ParteCommunicationInvestment Industry Association of Canada
CIBC World Markets Inc.
Canaccord Financial Inc.
National Bank Financial
Raymond James Ltd. 
FirstEnergy Capital Corp. 
Assante Wealth Management Inc.
Macquarie Private Wealth Inc.
GMP Securities L.P.
BMO Capital Markets
TD Bank Group
Desjardins Group
RBC Dominion Securities
Scotiabank Global Banking and Markets 
RBC Capital Markets
02/06/201378 FR 909KarrieMcMillanInvestment Company Institute (ICI) and ICI Global
07/05/201378 FR 909KarrieMcMillanInvestment Company Institute (ICI) and ICI Global
02/06/201378 FR 909MoniqueBotkinInvestment Adviser Association
02/06/201378 FR 909JohnZerrInvesco Advisers, Inc.
07/24/201378 FR 43785Ex ParteCommunicationInternational Swaps and Derivatives Association (ISDA)


Mayer Brown
06/07/201378 FR 909Ex ParteCommunicationInternational Institute of Bankers (IIB)


Cleary, Gottlieb, Steen & Hamilton
02/06/201378 FR 909SarahMillerInstitute of International Bankers (IBB)
04/15/201378 FR 909Ex ParteCommunicationInstitute of International Bankers (IBB)