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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
02/22/201175 FR 80174SarahTomaltyBG Americas & Global LNG
02/22/201175 FR 80174DennisKelleherBetter Markets, Inc.
04/06/201275 FR 80174DennisKelleherBetter Markets, Inc.
06/03/201176 FR 25274DennisKelleherBetter Market, Inc.
06/03/201175 FR 80174DennisKelleherBetter Market, Inc.
03/07/201175 FR 80174Ex ParteCommunicationBerkshire Hathaway MidAmerican Energy Holdens Company Burlington Northern Santa Fe Hunton & Williams LLP
01/14/201175 FR 80174Ex ParteCommunicationBarclays Bank plc


BNP Paribas S.A.


Deutsche Bank AG


Societe Generale


The Royal Bank of Scotland Group plc


UBS AG


The Royal Bank of Canada


Davis, Polk, and Wardwell, LLP
01/14/201175 FR 80174Ex ParteCommunicationBarclays Bank plc BNP Paribas S.A. Deutsche Bank AG Societe Generale The Royal Bank of Scotland Group plc UBS AG The Royal Bank of Canada Davis, Polk, and Wardwell, LLP
01/11/201175 FR 80174LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG
02/17/201175 FR 80174LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. CREDIT SUISSE AG DEUTSCHE BANK AG HSBC NOMURA SECURITIES INTERNATIONAL, INC. RABOBANK NEDERLAND ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE THE TORONTO-DOMINION BANK UBS AG