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Comments for Proposed Rule 75 FR 3281

Proposed Rule  75 FR 3281  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

Open Date: 1/20/2010
Closing Date: 3/22/2010
See also:
75 FR 55410 ,  9/10/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

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08/02/201275 FR 3281Ex ParteCommunicationFidelity


Goldman Sachs Assets Management


MFS


PIMCO


Vanguard


Investment Adviser Assoc.


ICI


Managed Fund Association


SIFMA AMG


Davis Polk


Citadel


HBK


T. Rowe Price
01/20/201075 FR 3281MaxDayFidelis Trading LLC
01/22/201075 FR 3281TywayneShiversFedEx Global Scanning Solutions
03/03/201075 FR 3281GiuseppeZagaraFast Trading Services, LLC
01/21/201075 FR 3281CorneliaIrveneFaith Investors Limited
01/21/201075 FR 3281WayneJohnsonExecu Tech Systems Inc
01/25/201075 FR 3281VicenteGozalloESADE Business School
01/20/201075 FR 3281ChristianBerriganEnterprise Data Solutions LLC
01/21/201075 FR 3281SteveHartunianEmpire Investments LLC
03/05/201075 FR 3281MichaelLandElite Lien Services