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Comments for Proposed Rule 76 FR 722

Proposed Rule  76 FR 722  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

Open Date: 1/6/2011
Closing Date: 3/7/2011
Extended Date: 6/3/2011
See also:
75 FR 63732 ,  10/18/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Date ReceivedReleaseFirst NameLast NameOrganization Edit
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 1139 items in 114 pages
11/23/201075 FR 63732Stephen SchunemanACCU-Tax Financial Services
01/11/201176 FR 722UnknownUnknownABA Securities Association; The Clearing House Association L.L.C; Financial Services Roundtable; Futures Industry Association; International Swaps and Derivatives Association; Securities Industry and Financial Markets Association
06/03/201176 FR 25274DianaPrestonABA and ABASA
07/19/201275 FR 63732Ex ParteCommunication"SEF Coalition," namely:


FX Alliance


ICE


Tradeweb


Latham & Watkins


Rich Feuer Anderson
11/24/201075 FR 63732MarkRobison 
12/03/201075 FR 63732PeterCarini 
01/18/201176 FR 722CharlesMuetzel, Jr. 
02/25/201176 FR 722DavidNeal 
05/11/201175 FR 63732ChrisBarnard 
05/20/201175 FR 63732ChrisBarnard