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Comments for Proposed Rule 78 FR 909

Proposed Rule  78 FR 909  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Open Date: 1/7/2013
Closing Date: 2/6/2013
See also:
78 FR 43785 ,  7/22/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

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 81 items in 9 pages
02/05/201378 FR 909WalterHawkins, Jr.Peabody Energy Corporation
02/05/201378 FR 909WalterHawkins, Jr.Peabody Energy Corporation
02/19/201378 FR 909Ex ParteCommunicationNomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
01/23/201378 FR 909Ex ParteCommunicationMorrison & Foerster LLP
01/11/201378 FR 909Ex ParteCommunicationMizuho US


Sumitomo Mitsui Banking Corporation (SMBC)
02/06/201378 FR 909MartinFinebergMizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
02/01/201378 FR 909MasaakiTanakaMitsubishi UFJ Financial Group, Inc.
02/06/201378 FR 909StuartKaswellManaged Funds Association
06/19/201378 FR 909Ex ParteCommunicationLinklaters
02/06/201378 FR 909MasaakiMisawaJapanese Bankers Association