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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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03/22/201277 FR 8332n/an/aDirection Généerale du Trésor (from other source on 2/14/12)
02/27/201277 FR 8332ErnestGoodrich, Jr.Deutsche Bank AG
02/27/201277 FR 8332SalvatorePalazzoloDeutsche Bank AG
03/23/201277 FR 8332n/an/aDeutsche Bank AG (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aDeutsche Bank AG (from other source on 2/13/12)
02/14/201277 FR 8332JamesKongDBS Bank Ltd, Oversea-Chinese Banking Corporation, United Overseas Bank Limited and Association of Banks in Singapore
03/23/201277 FR 8332n/an/aCredit Suisse Securities (USA) LLC (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aCredit Suisse Securities (USA) LLC (from other source on 2/13/12)
02/14/201277 FR 8332JosephSeidelCredit Suisse Securities (USA) LLC
02/14/201277 FR 8332MichaelWilliamsCredit Suisse Securities (US) LLC