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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
03/23/201277 FR 8332n/an/aWells Fargo (from other source on 2/13/12)
04/13/201277 FR 8332AlanMillhauserWells Fargo & Company
04/13/201277 FR 8332AlanMillhauserWells Fargo & Company
03/22/201277 FR 8332n/an/aWellington Management Company, LLP (from other source on 1/12/11)
03/22/201277 FR 8332n/an/aWedbush, Inc. (from other source on 1/30/12)
03/23/201277 FR 8332n/an/aVanguard (from other source on 2/13/12)
04/15/201277 FR 8332ChristopherRiceUs Citizen/investor
02/16/201277 FR 8332E.NelsonUnited States Senate
02/16/201277 FR 8332ThomasCarperUnited States Senate
02/17/201277 FR 8332BarbaraBoxerUnited States Senate