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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
02/16/201275 FR 80638Ex ParteCommunicationBlackRock
02/22/201175 FR 80638DennisKelleherBetter Markets, Inc.
06/03/201176 FR 25274DennisKelleherBetter Market, Inc.
01/11/201175 FR 80638LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG
02/17/201175 FR 80638LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. CREDIT SUISSE AG DEUTSCHE BANK AG HSBC NOMURA SECURITIES INTERNATIONAL, INC. RABOBANK NEDERLAND ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE THE TORONTO-DOMINION BANK UBS AG
01/18/201175 FR 80638TimothyCameronAsset Management Group, Securities Industry and Financial Markets Association
02/22/201175 FR 80638TimothyCameronAsset Management Group, Securities Industry and Financial Markets Association
09/07/201175 FR 80638Ex ParteCommunicationAndrew Kalotay Associates, Inc.
10/14/201175 FR 80638Ex ParteCommunicationAmericans for Financial Reform (AFR)
02/22/201175 FR 80638TomDeutschAmerican Securitization Forum