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Comments for Proposed Rule 76 FR 722

Proposed Rule  76 FR 722  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

Open Date: 1/6/2011
Closing Date: 3/7/2011
Extended Date: 6/3/2011
See also:
75 FR 63732 ,  10/18/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

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 1139 items in 114 pages
01/23/201276 FR 722PatrickMcCartyICAP Americas
06/03/201176 FR 25274MatthewThomasHunton & Williams LLP
11/30/201075 FR 63732RobertHirschHirsch Fuels, Inc.
11/16/201075 FR 63732JamieLohrGuardian Fuel & Energy Systems, Inc.
06/03/201176 FR 25274KariLarsenGreen Exchange LLC
11/19/201075 FR 63732JohnWillianGoldman, Sachs & Co.
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
11/17/201075 FR 63732ScottPintoffGFI Securities LLC (GFI)
02/23/201175 FR 63732Ex ParteCommunicationGetco LLC (Getco)
02/23/201175 FR 63732Ex ParteCommunicationGetco LLC (Getco)