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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
04/04/201983 FR 61946Ex ParteCommunication

Capitol Counsel

TeraGroup

TeraExchange
03/05/201983 FR 61946Ex ParteCommunication

Bloomberg

Williams & Jensen
03/26/201983 FR 61946Ex ParteCommunication

Blackrock

Rich Feuer Anderson
01/10/201983 FR 61946Ex ParteCommunication

BGC

GFI
03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA   

Vanguard

Wellington Management
03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

DE Shaw Group
02/26/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments

 
03/04/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Covington & Burling

Goldman Sachs Asset Management

MetLife

PIMCO

SIFMA Asset Management Group

Vanguard

Wellington Management

Russell Investments

Citadel

D.E. Shaw
02/26/201983 FR 61946Ex ParteCommunication

AQR Capital Management

Citadel

DE Shaw

Managed Funds Assoc. (MFA)

Two Sigma Investments
11/26/201883 FR 61946Ex ParteCommunication

360TGTX Inc.

McCarty Financial, LLC