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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
03/08/201176 FR 1214CarlottaKingManaged Funds Association
04/18/201176 FR 1214CarlottaKingManaged Funds Association
03/08/201176 FR 1214RogerLiddellLCH.Clearnet Group Limited
08/28/201276 FR 1214Ex ParteCommunicationLCH Clearnet
02/23/201176 FR 1214CFTC-SEC Advisory Committee Report*Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
12/22/201076 FR 1214Ex ParteCommunicationJohn Nixon (ICAP)
01/27/201176 FR 1214Ex ParteCommunicationJeffrey Sprecher (ICE) Johnathan Short (ICE)
05/19/201176 FR 1214Ex ParteCommunicationJavelin
03/08/201176 FR 1214JeremyBarnumJ.P.Morgan
06/03/201176 FR 1214AlessandroCoccoJ.P.Morgan