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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/15/201175 FR 80174Ex ParteCommunicationWells Fargo
Sullivan & Cromwell
06/15/201175 FR 80174ChristopherAilmanCalifornia State Teachers' Retirement System (CaISTRS)
06/14/201175 FR 80174StevenWaltonBOK Financial Corporation
06/14/201175 FR 80174Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/14/201175 FR 80174ScottDesjarlais, M.D.Congress of the United States
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York
06/12/201175 FR 80174StevenFelsenthalMillburn Ridgefield Corporation
06/10/201175 FR 80174BillMessickIndividual