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Comments for Proposed Rule 76 FR 11701

Proposed Rule  76 FR 11701  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

Open Date: 3/3/2011
Closing Date: 5/2/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 54355 ,  9/5/2012  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

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 43 items in 5 pages
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
06/10/201176 FR 11701JohnGidmanThe Association of Institutional INVESTORS
05/02/201176 FR 11701PeterShapiroSwap Financial Group
04/21/201176 FR 11701JackSontagSelf
04/30/201176 FR 11701DanielEshcolSelf
04/26/201176 FR 11701CarolynSumnersOrdinary Concerned Citizen
04/05/201176 FR 11701andrewleenone
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
03/01/201176 FR 11701Ex ParteCommunicationNFA SEC FINRA