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Comments for Proposed Rule 89 FR 4706

Proposed Rule  89 FR 4706  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Open Date: 12/18/2023
Closing Date: 3/2/2024
Extended Date: 4/1/2024
See also:
89 FR 14007 ,  2/26/2024  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

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10/23/202489 FR 4706Ex ParteCommunicationSecurities Industry and Financial Markets Association (SIFMA)
10/21/202489 FR 4706Ex ParteCommunication

Global Financial Markets Association 

Sullivan & Cromwell LLP

Securities Industry and Financial Markets Assocation 
10/08/202489 FR 4706Ex ParteCommunicationFIA
10/08/202489 FR 4706Ex ParteCommunicationSIFMA
09/09/202489 FR 14007Ex ParteCommunication

Sullivan & Cromwell 

Securities Industry and Financial Markets Association (SIFMA)

Institute of International Bankers (IIB)

Banking Policy Institute (BPI)

 
08/28/202489 FR 4706Ex ParteCommunication

GFMA

IIB

FIA

SIFMA

BPI
08/02/202489 FR 4706Ex ParteCommunication

Securities Industry and Financial Markets Association (SIFMA)

Sullivan & Cromwell LLP
08/01/202489 FR 4706Ex ParteCommunicationFutures Industry Association
07/29/202489 FR 4706Ex ParteCommunication

Securities Industry and Financial Markets Association (SIFMA)

Sullivan & Cromwell LLP
07/17/202489 FR 4706Ex ParteCommunication

Securities Industry and Financial Markets Association (SIFMA)

Global Financial Markets Association (GFMA)

Institute of International Bankers (IIB) 

Futures Industry Association (FIA)

Debevoise & Plimpton LLP (Debevoise & Plimpton)