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Comments for Proposed Rule 84 FR 69664

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

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 82 items in 9 pages
10/02/201981 FR 91252Ex ParteCommunicationWells Fargo Bank, N.A.
06/09/202084 FR 69664Ex ParteCommunicationThe Securities Industry and Financial Markets Association (SIFMA)
06/19/202084 FR 69664Ex ParteCommunicationSIFMA/ISDA
06/19/202081 FR 91252Ex ParteCommunicationSIFMA/ISDA
05/08/202084 FR 69664Ex ParteCommunicationSIFMA - ISDA
02/24/201781 FR 91252Mary KayScucciSIFMA
03/31/201781 FR 91252ExParteSIFMA
05/15/201781 FR 91252Mary KayScucciSIFMA
03/03/202084 FR 69664ScottEarnestShell Trading Risk Management, LLC
05/15/201781 FR 91252RobertReilleyShell Trading Risk Management, LLC